Financial Planning Body of Knowledge

01 Financial Planning Profession and Financial Services Industry Regulation

Both QAFP professionals and CFP professionals are expected to possess knowledge that will instill and maintain the trust of Canadians, including the knowledge required to articulate their professional responsibilities as financial planning professionals; identify and explain the role of relevant regulatory and oversight bodies in securities and insurance; and explain the framework and regulations that are in place to protect Canadians from such threats as the insolvency of a financial institution, unwanted communications and financial abuse and scams.

Version 1.4.0

Both QAFP^TM Professionals and CFP^® Professionals

CFP^® Professionals Only