Following referral of a complaint to a discipline hearing by the Conduct Review Panel, members of the Hearing Panel Roster serve as adjudicators on the FP Canada Standards Council™ Hearing and Appeal Panels in support of the Standards Council’s professional-oversight function. 

 

Yanping (Kate) Li

Committee/Panel Position(s)

Hearing Panel

Employer

Scotia Wealth Management
Toronto, Ontario

Kate is a Certified Financial Planner® professional and has been practicing financial planning with high net worth clients for over a decade. She has also completed various industry courses including CSC, CPH and various IIROC licensed trading courses to build a solid foundation in investing. She is currently working towards obtaining the Chartered Professional Accountant (CPA) designation by gaining relevant industrial experience. In her spare time, she enjoys exploring the beauty of nature and supporting animal rescue. 

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