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In accordance with the  FP Canada Standards Council Policy on the Publication of Disciplinary Information, all decisions issued by a Hearing or Appeal Panel are published on FP Canada’s website.

The disciplinary history of a Qualified Associate Financial Planner™ professional or Certified Financial Planner® professional is also linked to the Planner Directory, a publicly accessible, historically searchable, database maintained by FP Canada.

 

Current hearings

Name Proceeding Date Proceeding documents
Dorothy Irena Hagel Merits Hearing September 20, 2024
View Details
Dale Gagnon Merits Hearing October 17, 2024  View Details
Shenesha Lachelle Williams Merits Hearing October 24, 2024 View Details
Richard Jones Merits Hearing November 6, 2024 View Details
George Yamamoto Merits Hearing November 13, 2024 View Details
Azam Assad Abu-Saud Merits Hearing December 5, 2024 View Details
Marlene C. Buxton Merits Hearing March 13, 2025 View Details
Leszek Dziadecki Merits Hearing April 24, 2025 View Details
Jean Baptiste Munyankuge Merits Hearing May 26, 2025 View Details
Kathleen van den Berg Merits Hearing June 17, 2025 View Details
Susan Armistead Merits Hearing TBD View Details
Norman Manikkawasagan Merits Hearing TBD View Details

Enforcement Proceedings Email Notification

Register to receive an email when the FP Canada Standards Council™ issues a Statement of Allegations or a Decision of the Disciplinary Hearing Panel.


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To view the current status of a certificant or candidate, search the Planner Directory.

 

Interim suspensions and/or disclosure of investigations

Pursuant to the Standards Council  Policy on the Disclosure of Investigations and Interim Suspensions, the Standards Council can obtain interim suspensions and/or seek permission to disclose an active investigation, in exceptional circumstances and as necessary to protect the public. All interim suspensions are noted on a QAFP® professional's or CFP® professional's profile in the Planner Directory.


Completed Hearings

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Questions?

This schedule is provided for public information and is subject to change. If you have a question about an upcoming proceeding or hearing date, please contact Shahmeen Mazhar, Standards Council Complaint Intake and Resolution Officer and Tribunals Clerk, at shahmeen.mazhar@fpcanada.ca.

Notice: As a result of changes to the FP Canada Standards Council Disciplinary Rules and Procedures (DRP) and the FP Canada Standards Council Disciplinary Rules and Procedures for Examination Misconduct (DPEM) which took effect on September 1, 2020, FP Canada now:

  • publishes allegations of misconduct for matters referred to a Hearing Panel
  • publishes the full decision and reasons, in addition to a summary and cost payment status, in all matters where a finding of misconduct has been made

All matters referred to a Hearing Panel prior to September 1, 2020, are subject to the procedures in place at the time of referral.

The information provided on this webpage is for informational purposes only. The information is updated periodically. Requests for further information, to update or correct information, please contact standards@fpcanada.ca.

 

Need help?

FP Canada provides information and guidance to QAFP professionals and CFP professionals at all stages of their careers.

Certificant and Student Services is available Monday to Friday, 9:00 AM to 5:00 PM ET.

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