knowledge topics
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01 Financial Planning Profession and Financial Services Industry Regulation
Both QAFP professionals and CFP professionals are expected to possess knowledge that will instill and maintain the trust of Canadians, including the knowledge required to articulate their professional responsibilities as financial planning professionals; identify and explain the role of relevant regulatory and oversight bodies in securities and insurance; and explain the framework and regulations that are in place to protect Canadians from such threats as the insolvency of a financial institution, unwanted communications and financial abuse and scams.
Version 1.4.0
Both QAFP® Professionals and CFP® Professionals
CFP® Professionals Only
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Financial Planning Profession
Both QAFP® Professionals and CFP® Professionals
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Securities and Mutual Fund Regulation
Both QAFP® Professionals and CFP® Professionals
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Insurance Regulation
Both QAFP® Professionals and CFP® Professionals
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Financial Services Industry Oversight
Both QAFP® Professionals and CFP® Professionals
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Consumer Protection
Both QAFP® Professionals and CFP® Professionals