knowledge topics
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01 Financial Planning Profession and Financial Services Industry Regulation
Both QAFP professionals and CFP professionals are expected to possess knowledge, including the knowledge required to articulate their professional responsibilities as financial planning professionals, that will instill and maintain the trust of Canadians; identify and explain the role of relevant regulatory and oversight bodies in securities and insurance; and explain the framework and regulations that are in place to protect Canadians from such threats as the insolvency of a financial institution, unwanted communications and financial abuse and scams.
Version 2.0.0
QAFP® Professionals
CFP® Professionals
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Financial Planning Profession
QAFP® Professionals
CFP® Professionals
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Securities and Mutual Fund Regulation
QAFP® Professionals
CFP® Professionals
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Insurance Regulation
QAFP® Professionals
CFP® Professionals
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Financial Services Industry Oversight
QAFP® Professionals
CFP® Professionals
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Consumer Protection
QAFP® Professionals
CFP® Professionals